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Old March 5th, 2012, 10:08 AM #4365
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Join Date: Mar 2009
Posts: 68
Second Half of Opinion - Read Prior E-mail First

Heller‘s definition of one of the Amendment‘s central terms, ―bear,‖ further suggests that the right, though it may be subject to limitations, does not stop at one‘s front door: ―To ‗bear arms,‘ as used in the Second Amendment, is to ‗wear, bear, or carry . . . upon the person or in the Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 10 of 23
clothing or in a pocket, for the purpose . . . of being armed and ready for offensive or defensive action in a case of conflict with another person.‘ ‖ 554 U.S. at 584 (citation omitted). The same proposition finds additional support in McDonald, in which the Supreme Court characterized Heller as holding that ―the Second Amendment protects a personal right to keep and bear arms for lawful purposes, most notably for self-defense within the home.‖ 130 S. Ct. at 3044 (emphasis supplied).
In addition to its exposition of the Second Amendment‘s affirmative protections, the Heller Court took pains to clarify that nothing it had written ―should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms,‖ measures that it identified as ―presumptively lawful.‖ 554 U.S. at 571 & n.26.7 What, if any, bearing this language has on the extent of the Second Amendment‘s reach beyond the home is not self-evident. As the Fourth Circuit acknowledged in Chester, ―[i]t is unclear . . . whether Heller was suggesting that ‗longstanding prohibitions‘ such as these were historically understood to be valid
7 The Court reiterated this point in McDonald:
It is important to keep in mind that Heller, while striking down a law that prohibited the possession of handguns in the home, recognized that the right to keep and bear arms is not ―a right to keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose.‖ We made it clear in Heller that our holding did not cast doubt on such longstanding regulatory measures as ―prohibitions on the possession of firearms by felons and the mentally ill,‖ ―laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.‖ We repeat those assurances here. Despite municipal respondents‘ doomsday proclamations, incorporation does not imperil every law regulating firearms.
130 S. Ct. at 3047 (citations omitted). Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 11 of 23
limitations on the right to bear arms or did not violate the Second Amendment for some other reason.‖ 628 F.3d at 679.
Stated otherwise, there are two ways of conceptualizing presumptively lawful restrictions. First, these restrictions may be so ingrained in our understanding of the Second Amendment that there is little doubt that they withstand the applicable level of heightened scrutiny. Alternatively, the right itself can be seen as failing to extend into areas where, historically, limitations were commonplace and well accepted. While the Fourth Circuit was not required in Masciandaro to choose between these two interpretations, it did seem to indicate that the former reading is more likely correct than the latter: ―The Court‘s use of the word ‗presumptively‘ suggests that the articulation of sensitive places may not be a limitation on the scope of the Second Amendment, but rather on the analysis to be conducted with respect to the burden on that right.‖ Masciandaro, 638 F.3d at 472.
This Court shares that view. The Supreme Court‘s choice of phrasing connotes that the restrictions it termed ―presumptively lawful‖ pass muster under a heightened standard of review. It would likely not have used the modifier ―presumptively‖ if those restrictions were subject, not to any form of elevated scrutiny, but only to the rational basis review that all laws are presumed to satisfy. If this is correct, and laws limiting the carrying of firearms in sensitive places are indeed implicated by the Second Amendment‘s protections, then those protections necessarily extend outside the home, at least to some degree.8
8 Definitive resolution of this quandary is not essential. To say that Heller‘s ―presumptively lawful‖ regulations regarding sensitive places (e.g., schools, government buildings) are implicated by, but do not violate, a right to bear arms outside of the home obviously presumes the existence of such a right. A determination that ―presumptively lawful‖ regulations are outside the ambit of the Amendment‘s protections altogether, however, says nothing about where else those protections might extend. This latter reading would not,
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For all of these reasons, the Court finds that the right to bear arms is not limited to the home. The signposts left by recent Supreme Court and Fourth Circuit case law all point to the conclusion that Woollard‘s ―claim to self-defense—asserted by him as a law-abiding citizen . . . —does implicate the Second Amendment, albeit subject to lawful limitations.‖ Masciandaro, 638 F.3d at 468 (Niemeyer, J., concurring).9
C. Constitutionality of the “Good and Substantial Reason” Requirement
Having determined that the Second Amendment‘s protections extend beyond the ―core‖ right identified in Heller to reach the challenged statute, and having identified the proper level of scrutiny, the Court now proceeds to the substance of Woollard‘s challenge. Woollard attacks Maryland‘s statutory scheme on three separate fronts. First, he contends that it amounts to an unconstitutional prior restraint on the exercise of his Second Amendment rights because it vests unbridled discretion in the officials responsible for issuing permits. Second, he argues that while the State has an undeniable interest in public safety, the law is not sufficiently tailored to that interest to withstand intermediate scrutiny. Finally, he urges that, even if the law does comport with the Second Amendment, it violates the Equal Protection Clause of the Fourteenth Amendment. The Court addresses each of these arguments in turn.
i. Prior Restraint
The Court declines Woollard‘s request to apply a prior restraint analysis to laws challenged on Second Amendment grounds. In the First Amendment context, any law that makes ―freedoms which the Constitution guarantees contingent upon the uncontrolled will of an
therefore, preclude application of heightened scrutiny to the statutory provision at issue in this case, which does not fall within any of Heller‘s presumptively lawful categories.
9 The Court acknowledges that courts in other jurisdictions have reached the opposite conclusion on this point. See Moore v. Madigan, --- F. Supp. 2d ----, 2012 WL 344760 (C.D. Ill. Feb. 3, 2012); Piszczatoski v. Filko, --- F. Supp. 2d ----, 2012 WL 104917 (D.N.J. Jan. 12, 2012). Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 13 of 23
official—as by requiring a permit or license which may be granted or withheld in the discretion of such official—is an unconstitutional censorship or prior restraint upon the enjoyment of those freedoms.‖ Staub v. City of Baxley, 355 U.S. 313, 322 (1958) (citations omitted).
A licensing or permitting scheme is unconstitutional when characterized by ―unbridled discretion‖ of a government official or agency, which exists ―when a licensing scheme does not impose adequate standards to guide the licensor‘s discretion.‖ Chesapeake B & M, Inc. v. Harford Cnty., 58 F.3d 1005, 1009 (4th Cir. 1995) (en banc). Standards governing prior restraints must be ―narrow, objective and definite.‖ Shuttlesworth v. Birmingham, 394 U.S. 147, 151 (1969). If the scheme ―involves appraisal of facts, the exercise of judgment, and the formation of an opinion,‖ the danger of censorship is considered too great. Forsyth Cnty. v. Nationalist Movement, 505 U.S. 123, 131 (1992) (quoting Cantwell v. Connecticut, 310 U.S. 296, 305 (1940)).
Woollard argues that the Second Amendment‘s right to keep and bear arms is among the ―freedoms which the Constitution guarantees‖ within the meaning of Staub, and that the danger of chilling protected activity is just as great in the Second Amendment sphere as it is in free speech cases. He further contends that, far from being guided by the type of narrow, objective, and definite standards demanded of statutes requiring the issuance of a permit, Maryland‘s regulations are ―entirely arbitrary, subjective, and boundless.‖ Pls.‘ Mot. Summ. J. 17.
It is true that courts have often looked to First Amendment law for guidance in navigating uncharted Second Amendment waters.10 No court has yet taken the quantum leap that Woollard
10 See, e.g., Ezell v. City of Chicago, 651 F.3d 684, 708 (7th Cir. 2011) (―Labels aside, we can distill this First Amendment doctrine and extrapolate a few general principles to the Second Amendment context.‖); Chester, 628 F.3d at 682 (―[W]e agree with those who advocate looking to the First Amendment as a guide in developing a standard of review for the Second
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proposes, however. Moreover, while the First Amendment undoubtedly provides a useful framework for analysis of laws burdening Second Amendment rights, especially when choosing the appropriate level of scrutiny, this Court would be hesitant to import constitutional doctrine wholesale from one field of law into another for which it was never designed. Those courts that painstakingly developed and expounded the prior restraint analysis on which Woollard relies today surely did not have Second Amendment challenges in mind when they did so.
Even if a prior restraint inquiry were appropriate, the Court rejects Woollard‘s assertion that Maryland‘s permitting scheme vests officials with unbridled discretion as regards its application. In support of his position, Woollard dusts off a 1967 case in which this Court struck down a provision of the Baltimore County Code providing that no permit for a public gathering would be issued unless the person, club, association, or corporation was deemed ―fit, responsible and proper‖ to receive one by the chief of police. See Norton v. Ensor, 269 F. Supp. 533, 536 (D. Md. 1967). The Court ruled the law an unconstitutional prior restraint on the freedoms of speech and assembly, notwithstanding the defendants‘ assertion that police review was necessary to preserve the public safety in a time when racially charged rallies and demonstrations often threatened to devolve into violence. Id. at 536.
While Norton is superficially similar to the case at bar, the discretion of State officials who review handgun permit applications is, in point of fact, curtailed in several important respects. It is true, as Woollard highlights, that these officials are empowered to judge whether the ―[r]easons given by the applicant . . . are good and substantial,‖ MD. CODE REGS., and in so doing take into account such seemingly nebulous considerations as ―[i]nformation received from personal references and other persons interviewed,‖ and
Amendment.‖) (citing United States v. Marzzarella, 614 F.3d 85, 89 n.4 (3d Cir. 2010)); United States v. Skoien, 587 F.3d 803, 813–14 (7th Cir. 2009). Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 15 of 23
―[i]nformation received from business or employment references as may be necessary in the discretion of the investigator.‖ MD. CODE REGS., (K). The above does not, however, constitute the full extent of the reviewing officials‘ guidance.
The Secretary has identified four general categories of ―good and substantial reason‖ to carry a handgun in public: (1) business activities that involve heightened risk, such as the need to carry cash or other ―street valued‖ commodities, (2) participation in ―regulated professions,‖ such as security guards or armored car personnel, (3) participation in ―assumed risk‖ professions that involve the ability to restrict or take away civil liberties, such as judges, prosecutors, police officers, public defenders, and correctional officers, and (4) ―personal protection.‖ Decl. of Sgt. Michael Jones, Maryland State Police Licensing Division Supervisor, Defs.‘ Mot. Summ. J. Ex. 3, at ¶¶ 8–12. Applicants claiming to fit within each category are required to submit specific supporting documentation. See id.
In assessing ―personal protection‖ applications such as the one filed by Woollard, the Permit Unit is further guided by two cases from the Maryland Court of Special Appeals: Snowden v. Handgun Permit Review Bd., 413 A.2d 295 (Md. Ct. Spec. App. 1980), and Scherr v. Handgun Permit Review Bd., 880 A.2d 1137 (Md. Ct. Spec. App. 2005). While not overly detailed, these cases provide useful interpretation of the requirement that issuance of a permit be necessary as a reasonable precaution against apprehended danger. As construed by the Court of Special Appeals, this requirement calls for some sort of objectively heightened threat, above and beyond the ― ‗personal anxiety‘ ‖ or ―apprehension of an average person.‖ See Scherr, 880 A.2d at 1148 (quoting Snowden, 413 A.2d at 298). Simply living in a dangerous or high-crime area, for example, is not enough. See id. Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 16 of 23
Consistent with these cases, the Permit Unit considers several factors listed as persuasive by the Court of Special Appeals, including (1) the nearness or likelihood of a threat or presumed threat, (2) whether the threat can be verified, (3) whether the threat is particular to the applicant, as opposed to the average citizen, (4) if the threat can be presumed to exist, the basis for such a presumption, and (5) the length of time since the initial threat occurred. Jones Decl. ¶ 14.
Finally, decisions of the Permit Unit may be appealed to the full Board, whose rulings are, in turn, subject to judicial review. This judicial review yields published cases such as Scherr and Snowden, which provide further superintendence. In sum, the Permit Unit and the Board do not enjoy unbridled discretion in the issuance of permits. While the applicant bears the burden of demonstrating a ―good and substantial reason,‖ licensing officials are not simply left to their own views of what such a good reason might be. Cf. Shuttlesworth v. City of Birmingham, 394 U.S. 147, 150 (1969) (striking down a permitting requirement for parades, pursuant to which ―the members of the Commission were to be guided only by their own ideas of ‗public welfare, peace, safety, health, decency, good order, morals or convenience‘ ‖); Staub, 355 U.S. at 322 (finding unconstitutional a statute allowing the mayor and city council to deny a permit, required to solicit membership in any organization, ―if they do not approve of the applicant or of the union or of the union‘s ‗effects upon the general welfare of citizens of the City of Baxley‘ ‖).
ii. Intermediate Scrutiny
As stated, Maryland‘s permitting scheme, insofar as it requires a ―good and substantial‖ reason for a law-abiding citizen to carry a firearm outside his home, is subject to intermediate scrutiny. In order to prevail, the State must demonstrate that the challenged regulation is reasonably adapted to a substantial governmental interest. Under this standard, the ―degree of fit‖ between the regulation and ―the well-established goal of promoting public safety need not be
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perfect; it must only be substantial.‖ Heller v. Dist. of Columbia, 698 F. Supp. 2d 179, 191 (D.D.C. 2010).
Beyond peradventure, public safety and the prevention of crime are substantial, indeed compelling, government interests. See, e.g., United States v. Salerno, 481 U.S. 739, 748–50 (1987) (noting that ―the Government‘s regulatory interest in community safety can, in appropriate circumstances, outweigh an individual‘s liberty interest‖ and holding that the government‘s interest in preventing crime is not only important, but compelling); Schall v. Martin, 467 U.S. 253, 264 (1984) (―The legitimate and compelling state interest in protecting the community from crime cannot be doubted.‖) (citations and quotation marks omitted).
The Maryland statute‘s failure lies in the overly broad means by which it seeks to advance this undoubtedly legitimate end. The requirement that a permit applicant demonstrate ―good and substantial reason‖ to carry a handgun does not, for example, advance the interests of public safety by ensuring that guns are kept out of the hands of those adjudged most likely to misuse them, such as criminals or the mentally ill. It does not ban handguns from places where the possibility of mayhem is most acute, such as schools, churches, government buildings, protest gatherings, or establishments that serve alcohol. It does not attempt to reduce accidents, as would a requirement that all permit applicants complete a safety course. It does not even, as some other States‘ laws do, limit the carrying of handguns to persons deemed ―suitable‖ by denying a permit to anyone ―whose conduct indicates that he or she is potentially a danger to the public if entrusted with a handgun.‖ See Kuck v. Danaher, No. 3:07cv1390(VLB), 2011 WL 4537976 at *11 (D. Conn. Sept. 29, 2011).
Rather, the regulation at issue is a rationing system. It aims, as Defendants concede, simply to reduce the total number of firearms carried outside of the home by limiting the
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privilege to those who can demonstrate ―good reason‖ beyond a general desire for self-defense. In support of this limitation, Defendants list numerous reasons why handguns pose a threat to public safety in general and why curbing their proliferation is desirable. For example, they argue that an assailant may wrest a handgun away from its owner, and cite evidence that this possibility imperils even trained police officers. See Defs.‘ Mot. Summ. J. 15, Docket No. 26. They note that when a police officer is engaged in a confrontation with a criminal, the presence of an armed civilian can divert the officer‘s attention. Id. at 16. In addition, Defendants urge that while most permit holders are law-abiding, there is no guarantee that they will remain so. They cite studies purporting to show that the majority of murderers have no previous felony conviction that would have prevented them from obtaining a permit. Id. at 35. Thus, they argue, a permitting scheme that merely denies permits to convicted felons is inadequate.
These arguments prove too much. While each possibility presents an unquestionable threat to public safety, the challenged regulation does no more to combat them than would a law indiscriminately limiting the issuance of a permit to every tenth applicant. The solution, then, is not tailored to the problem it is intended to solve. Maryland‘s ―good and substantial reason‖ requirement will not prevent those who meet it from having their guns taken from them, or from accidentally shooting themselves or others, or from suddenly turning to a life of crime. Indeed, issuing permits specifically to those applicants who can demonstrate an increased likelihood that they may need a firearm would seem a strange way to allay Defendants‘ fear that ―when handguns are in the possession of potential victims of crime, their decision to use them in a public setting may actually increase the risk of serious injury or death to themselves or others.‖ Id. at 15. If anything, the Maryland regulation puts firearms in the hands of those most likely to
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use them in a violent situation by limiting the issuance of permits to ―groups of individuals who are at greater risk than others of being the victims of crime.‖ Id. at 40.
A law that burdens the exercise of an enumerated constitutional right by simply making that right more difficult to exercise cannot be considered ―reasonably adapted‖ to a government interest, no matter how substantial that interest may be. Maryland‘s goal of ―minimizing the proliferation of handguns among those who do not have a demonstrated need for them,‖ id. at 40, is not a permissible method of preventing crime or ensuring public safety; it burdens the right too broadly. Those who drafted and ratified the Second Amendment surely knew that the right they were enshrining carried a risk of misuse, and states have considerable latitude to channel the exercise of the right in ways that will minimize that risk. States may not, however, seek to reduce the danger by means of widespread curtailment of the right itself. ―[E]ven the most legitimate goal may not be advanced in a constitutionally impermissible manner.‖ Carey v. Brown, 447 U.S. 455, 464–65 (1980).
At bottom, this case rests on a simple proposition: If the Government wishes to burden a right guaranteed by the Constitution, it may do so provided that it can show a satisfactory justification and a sufficiently adapted method. The showing, however, is always the Government‘s to make. A citizen may not be required to offer a ―good and substantial reason‖ why he should be permitted to exercise his rights. The right‘s existence is all the reason he needs.
The Court wishes to emphasize the limits of this decision. While it finds Maryland‘s requirement that a permit applicant demonstrate ―good and substantial reason‖ to be unconstitutional, the Court does not address any of the State‘s other regulations relating to the possession and use of firearms, many of which would qualify as presumptively lawful. Nor does
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the Court speculate as to whether a law that required a ―good and substantial reason‖ only of law-abiding citizens who wish to carry a concealed handgun would be constitutional.11 Finally, the Court does not speak to Maryland‘s ability to declare that a specific applicant is unfit for a permit because of some particular aspect of the applicant‘s character or history.
iii. Fourteenth Amendment Challenge
Woollard has also challenged the Maryland statute under the Equal Protection Clause of the Fourteenth Amendment, which provides: ―No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.‖ U.S. CONST. amend. XIV, § 1. The Equal Protection clause ―is essentially a direction that all persons similarly situated should be treated alike.‖ City of Cleburne, 473 U.S. at 440.
The Court declines to conduct a separate analysis under the Equal Protection Clause for several reasons. First, the above Second Amendment inquiry provides an adequate basis for resolution of the case. As such, there is no need to venture further into unmapped territory by determining whether or not Maryland‘s permitting scheme would also be unconstitutional on Woollard‘s alternative grounds.
Second, while the Equal Protection Clause provides its own source of substantive protection, separate and apart from other provisions of the Constitution, Woollard‘s equal protection claim is essentially a restatement of his Second Amendment claim. In the First
11 Maryland law does not differentiate between open and concealed use, but some courts have held that states have a greater interest in reducing the number of concealed handguns ―because of their disproportionate involvement in life-threatening crimes of violence, particularly in streets and other public places.‖ Peruta v. Cnty. of San Diego, 758 F. Supp. 2d 1106, 1117 (S.D. Cal. 2010). Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 21 of 23
Amendment context, courts regularly refuse to hear substantive First Amendment arguments recast as equal protection claims.12 The same logic obtains here.
Finally, Woollard‘s equal protection challenge is, in part, an effort to obtain review under a more stringent standard than the intermediate scrutiny the Court has already found to be appropriate. Woollard argues that, because the right to keep and bear arms is ―fundamental‖ within the meaning of Fourteenth Amendment jurisprudence, the challenged law must be ―given the most exacting scrutiny.‖ See Clark v. Jeter, 486 U.S. 456, 461 (1988). Of course, to accept this theory would be to erase, in one broad stroke, the careful and sensible distinctions that the Fourth Circuit and other courts have drawn between core and non-core Second Amendment protections and to ignore the principle that differing levels of scrutiny are appropriate to each. The Court declines such an approach.13
12 See, e.g., Orin v. Barclay, 272 F.3d 1207, 1213 n.3 (9th Cir. 2001) (finding that equal protection claim was ―no more than a First Amendment claim dressed in equal protection clothing‖ and was ―subsumed by, and co-extensive with‖ plaintiff‘s First Amendment claim); Lee v. York Cnty. Sch. Div., 418 F. Supp. 2d 816, 834 (E.D. Va. 2006) (finding it inappropriate to address equal protection argument that was ― ‗a mere rewording of a First Amendment claim‘ ‖ because plaintiff ―asks this court to do under the Fourteenth Amendment what he asks it to do under the First Amendment: to evaluate the constitutionality of [the challenged statute]‖) (quoting Edwards v. City of Goldsboro, 178 F.3d 231, 250 (4th Cir. 1999)) (brackets omitted).
13 Nor is Woollard necessarily correct that strict scrutiny would apply to an equal protection challenge. Again, analogy to First Amendment law is useful. Though regulations that burden fundamental rights are generally subject to strict scrutiny, when a regulation ―discriminates among speech-related activities in a public forum, the Equal Protection Clause mandates that the legislation be finely tailored to serve substantial state interests, and the justifications offered for any distinctions it draws must be carefully scrutinized.‖ Carey, 447 U.S. at 461–62 (emphasis supplied); see also Lucas v. Curran, 856 F. Supp. 260, 272 (D. Md. 1994) (―It is now well-settled that if a statute discriminates between persons exercising their First Amendment rights (placing greater or lesser burdens on the exercise of those rights by some, but not others), based upon the content of their speech, the Equal Protection Clause requires [the intermediate scrutiny standard articulated in Carey].‖). Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 22 of 23
The Court finds that Maryland‘s requirement of a ―good and substantial reason‖ for issuance of a handgun permit is insufficiently tailored to the State‘s interest in public safety and crime prevention. The law impermissibly infringes the right to keep and bear arms, guaranteed by the Second Amendment. The Court will, by separate Order of even date, GRANT Woollard‘s Motion for Summary Judgment and DENY Defendants‘ Motion for Summary Judgment.
Dated this 2nd day of March, 2012
Benson Everett Legg
United States District Judge Case 1:10-cv-02068-BEL Document 52 Filed 03/02/12 Page 23 of 23
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